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Form 5305-SA for Carlsbad California: What You Should Know

COMPLIANCE NOTICE AND COMPLIANCE ENFORCEMENT STATEMENT Notice of Compliance and Enforcement Statement, Form 1040A — Form 2063-SF, or other documents required to be filed by the U.S. Distributor as a condition of the settlement which are to be included as exhibits in the Distributor's Statement, Form 1040X. The consent judgment and agreement is subject to U.S. Federal income tax or penalties. The Distributor is required to provide to the IRS, in Form 15F, the information set forth here below. The consent judgment will be effective as of the date of a final adjudication order entered upon the final court order in the case. The settlement agreement is in effect until all or a portion of the distribution is paid or otherwise becomes due. Notice of Compliance and Enforcement Statement of Information, Form 1040 — Form 2063 Notice of Compliance and Enforcement Settlement Agreement, Form 20 63 — Form 2043 (Including Consent Judgment, Consent Judgment Agreement, Order and Release and Release of Claims) Notice of Compliance and Enforcement Consent Judgment, Form 1040A– Form 20 63 — Form 2043 (Including Consent Judgment, Consent Judgment Agreement, Order and Release and Release of Claims), or other documents required to be filed by the U.S. Distributor as a condition of a settlement which are to be included as exhibits in the Distributor's Statement, Form 1040X. The consent judgment and agreement is subject to U.S. federal income tax or penalties. The Distributor is required to provide to the IRS, in a Form 15F, the information set forth below. The consent judgment will be effective as of the date of a final adjudication order entered upon the final court order in the case. The settlement agreement is not enforceable under the settlement agreement and the U.S. Distributor is subject to the penalties described in section 2.01 of the Consent Judgment. Notice of Compliance and Enforcement Resolution Agreement — Form 2063-SF, or other documents required to be filed by the U.S. Distributor as a condition of a settlement that are to be included as exhibits in the Settlement Agreement, and a final order or judgment in the case which is to be included with the Settlement Agreement. Consent Judgment, Consent Judgment Agreement, Order and Release and Release of Claims — Form 1040X, or other documents required to be filed by the U.S.

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