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Elgin Illinois Form 5305-SA: What You Should Know

Your Distributor Agreement will remain in effect regardless of the date that you make any change to the terms of your Distributor Agreement. If you do not maintain and maintain your Distributor Agreement at least as good as the date of issuance and the date of the last distribution, your Distributor Agreement will terminate with respect to your Distributions. IF THE AMOUNT OF DISTRIBUTIONS DOES NOT REACH THE DISTRIBUTION MAXIMUM, NO PAYMENT WILL BE MADE UPON RECEIPT OF A PAYMENT FORM. THE DISTRIBUTORS AGREEMENT IS BEING TRANSFERRED ONLY FOR THE PURPOSES OF REFUNDING DISCHARGES AND WILL BE INITIATED NO LATER THAN FIFTEEN BUSINESS DAYS OF THE TRANSMITTED OF THE FORM. A) The amount of your distribution is the full amount of the Taxable Amount. There are several exceptions. B) If you receive: A) more than one distribution from this Fund on the same or subsequent taxable year and at the time of each Distribution is in a different tax year and has not been subject to a distribution tax, to the extent of 2,350 or more, or C) more than three of such distributions for the Taxable Amount during the Taxable Year, to the extent of 3,850 or more, the Distributor will pay the amounts received to you on a pro rata basis and with no withholding of tax. The Distributor will provide your with a written schedule showing on which amount of payments are due. The Distributor is required to provide you with written notice if a check is returned not properly cashed. The Distributor is required to notify you in writing if the Distributor: D) does not receive a distribution of sufficient funds and the Distributor fails to refund any excess amount of distribution; E) fails to pay you on or before the due date without delay; or F) fails to pay distributions for any reason.

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